程序代写代做代考 database ER algorithm flex Functional Dependencies module9

module9

Database Management – GMU, Prof. Alex Brodsky. Module 9 1

Schema Refinement &
Normalization Theory

Module 9
Prof. Alex Brodsky
Database Systems

Database Management – GMU, Prof. Alex Brodsky. Module 9 2

What’s the Problem
❖ Consider relation obtained (call it SNLRHW)

Hourly_Emps(ssn, name, lot, rating, hrly_wages, hrs_worked)
❖ What if we know rating determines hrly_wages?

Database Management – GMU, Prof. Alex Brodsky. Module 9 3

Redundancy

❖ When part of data can be derived from other
parts, we say redundancy exists.
– Example: the hrly_wage of Smiley can be derived

from the hrly_wage of Attishoo because they have
the same rating and we know rating determines
hrly_wage.

❖ Redundancy exists because of of the existence
of integrity constraints.

Database Management – GMU, Prof. Alex Brodsky. Module 9 4

What’s the problem, again

❖ Update anomaly: Can we change W in
just the 1st tuple of SNLRWH?

❖ Insertion anomaly: What if we want to
insert an employee and don’t know the
hourly wage for his rating?

❖ Deletion anomaly: If we delete all
employees with rating 5, we lose the
information about the wage for rating 5!

Database Management – GMU, Prof. Alex Brodsky. Module 9 5

What do we do?
❖ Since constraints, in particular functional

dependencies, cause problems, we need to study
them, and understand when and how they
cause redundancy.

❖ When redundancy exists, refinement is needed.
– Main refinement technique: decomposition (replacing

ABCD with, say, AB and BCD, or ACD and ABD).
❖ Decomposition should be used judiciously:

– Is there reason to decompose a relation?
– What problems (if any) does the decomposition

cause?

Database Management – GMU, Prof. Alex Brodsky. Module 9 6

Refining an ER Diagram
❖ 1st diagram translated:

Workers(S,N,L,D,S)
Departments(D,M,B)

– Lots associated with workers.
❖ Suppose all workers in a

dept are assigned the same
lot: D L

❖ Can fine-tune this:
Workers2(S,N,D,S)
Departments(D,M,B,L)

®

lot
dname

budgetdid

since
name

Works_In DepartmentsEmployees

ssn

lot

dname
budget

did

since
name

Works_In DepartmentsEmployees

ssn

Before:

After:

Database Management – GMU, Prof. Alex Brodsky. Module 9 7

Functional Dependencies (FDs)

❖ A functional dependency (FD) has the form: X®Y,
where X and y are two sets of attributes.
– Examples: Rating®hrly_Wage, AB ®C

❖ The FD X®Y is satisfied by a relation instance r if:
– for each pair of tuples t1 and t2 in r:

t1[X] = t2[X] implies t1[Y] =t2[Y]

i.e., given any two tuples in r, if the X values agree,
then the Y values must also agree. (X and Y are
sets of attributes.)

❖ Convention: X, Y, Z etc denote sets of attributes,
and A, B, C, etc denote attributes.

Database Management – GMU, Prof. Alex Brodsky. Module 9 8

Functional Dependencies (FDs)
❖ The FD holds over relation name R if, for every

allowable instance r of R, r satisfies the FD.
❖ An FD, as an integrity constraint, is a statement about

all allowable relation instances.
– Must be identified based on semantics of application.
– Given some instance r1 of R, we can check if it violates some

FD f or not
– But we cannot tell if f holds over R by looking at an instance!
– This is the same for all integrity constraints!

Database Management – GMU, Prof. Alex Brodsky. Module 9 9

Example: Constraints on Entity Set
❖ Consider relation obtained from Hourly_Emps:

– Hourly_Emps (ssn, name, lot, rating, hrly_wages,
hrs_worked)

❖ Notation: We will denote this relation schema by
listing the attributes: SNLRWH
– This is really the set of attributes {S,N,L,R,W,H}.
– Sometimes, we will refer to all attributes of a relation

by using the relation name. (e.g., Hourly_Emps for
SNLRWH)

❖ Some FDs on Hourly_Emps:
– ssn is the key: S ® SNLRWH
– rating determines hrly_wages: R ® W

Database Management – GMU, Prof. Alex Brodsky. Module 9 10

One more example

A B C

1 1 2

1 1 3

2 1 3

2 1 2

How many possible
FDs totally on this
relation instance?
49.

FDs with A as
the left side:

Satisfied by
the relation
instance?

A®A yes
A®B yes
A®C No
A®AB yes
A®AC No
A®BC No
A®ABC No

Database Management – GMU, Prof. Alex Brodsky. Module 9 11

Violation of FD by a relation

❖ The FD X®Y is NOT satisfied by a relation
instance r if:
– There exists a pair of tuples t1 and t2 in r such that

t1[X] = t2[X] , but t1[y] ¹ t2[y]

i.e., we can find two tuples in r, such that X values
agree, but Y values don’t.

Database Management – GMU, Prof. Alex Brodsky. Module 9 12

Some other FDs

A B C

1 1 2

1 1 3

2 1 3

2 1 2

FD Satisfied by
the relation
instance?

C®B yes
C®AB No
B®C No
B®B Yes
AC ®B Yes [note!]
… …

Database Management – GMU, Prof. Alex Brodsky. Module 9 13

Relationship between FDs and Keys
❖ Given R(A, B, C).

– A®ABC means that A is a key.
❖ In general,

– X ® R means X is a (super)key.
❖ How about key constraint?

– ssn ®did

lot
dname

budgetdid

since
name

Works_In DepartmentsEmployees

ssn

Database Management – GMU, Prof. Alex Brodsky. Module 9 14

Reasoning About FDs

❖ Given some FDs, we can usually infer additional FDs:
– ssn® did, did ® lot implies ssn® lot
– A ® BC implies A ® B

❖ An FD f is logically implied by a set of FDs F, denoted F |= f, if for
every relational instance r, the following holds:
– if r satisfies all FD’s in F,
– then r satisfies f

❖ The closure of F, denoted is the set of all FDs that are
logically implied by F.

F
+

Database Management – GMU, Prof. Alex Brodsky. Module 9 15

Reasoning about FDs

❖ How do we get all the FDs that are logically
implied by a given set of FDs?

❖ Armstrong’s Axioms (X, Y, Z are sets of
attributes):
– Reflexivity: If Y Ê X, then X ® Y
– Augmentation: If X ® Y, then XZ ® YZ for any Z
– Transitivity: If X ® Y and Y ® Z, then X ® Z

Database Management – GMU, Prof. Alex Brodsky. Module 9 16

Armstrong’s axioms

❖ Armstrong’s axioms are sound and complete
inference rules for FDs!
– Sound: all the derived FDs (by using the axioms)

are those logically implied by the given set
– Complete: all the logically implied (by the given

set) FDs can be derived by using the axioms.

Database Management – GMU, Prof. Alex Brodsky. Module 9 17

Example of using Armstrong’s
Axioms
❖ Couple of additional rules (that follow from

AA):
– Union: If X ® Y and X ® Z, then X ® YZ
– Decomposition: If X ® YZ, then X ® Y and X ® Z

❖ Derive the above two by using Armstrong’s
axioms!

Database Management – GMU, Prof. Alex Brodsky. Module 9 18

Reasoning About FDs (Contd.)
❖ Example: Contracts(cid,sid,jid,did,pid,qty,value), and:

– C is the key: C ® CSJDPQV
– Project (jid) purchases each part using single contract:

JP ® C
– Dept purchases at most one part from a supplier: SD ® P

❖ JP ® C, C ® CSJDPQV imply JP ® CSJDPQV
❖ SD ® P implies SDJ ® JP
❖ SDJ ® JP, JP ® CSJDPQV imply SDJ ® CSJDPQV

Database Management – GMU, Prof. Alex Brodsky. Module 9 19

Reasoning About FDs (Contd.)
❖ Computing the closure of a set of FDs can be

expensive. (Size of closure is exponential in # attrs!)
❖ Typically, we just want to check if a given FD X ®Y is

in the closure of a set of FDs F.
❖ An efficient check:

– Compute attribute closure of X (denoted X+) wrt F:
◆ Set of all attributes A such that X ® A is in F+

◆ There is a linear time algorithm to compute this.

❖ Claim: F |= X à Y if and only if Y is in X+

❖ Example: Does F = {A ® B, B ® C, C D ® E } imply
A ® E?

– i.e, is A ® E in the closure F+? Equivalently, is E in A+?

Database Management – GMU, Prof. Alex Brodsky. Module 9 20

Computing X+

❖ Input F (a set of FDs), and X (a set of attributes)
❖ Output: Result=X+ (under F)
❖ Method:

– Step 1: Result :=X;
– Step 2: Take Y ® Z in F, and Y is in Result, do:

Result := Result union Z
– Repeat step 2 until Result cannot be changed and

then output Result.

Database Management – GMU, Prof. Alex Brodsky. Module 9 21

Example of computing X+

❖ F={A ®B, AC ®D, AB ®C}
❖ X=A
❖ Result should be X+=ABCD

Database Management – GMU, Prof. Alex Brodsky. Module 9 22

Computing F+
❖ Given F={ A ® B, B ® C}. Compute F+ (with

attributes A, B, C).
A B C AB AC BC ABC

A Ö Ö Ö Ö Ö Ö Ö
B Ö Ö Ö
C Ö
AB Ö Ö Ö Ö Ö Ö Ö
AC Ö Ö Ö Ö Ö Ö Ö
BC Ö Ö Ö
ABC Ö Ö Ö Ö Ö Ö Ö

Attribute closure
A+=ABC
B+=BC
C+=C
AB+=ABC
AC+=ABC
BC+=BC
ABC+=ABC

• An entry with Ö means FD (the row) ® (the column) is in F+.
• An entry gets Ö when (the column) is in (the row)+

Database Management – GMU, Prof. Alex Brodsky. Module 9 23

Check if two sets of FDs are
equivalent
❖ Two sets of FDs are equivalent if they

logically imply the same set of FDs.
– I.e., if F1+ = F2+, then they are equivalent.

❖ For example, F1={A ®B, A ®C} is equivalent
to F2={A ® BC}

❖ How to test? Two steps:
– Every FD in F1 is in F2+
– Every FD in F2 is in F1+

❖ These two steps can use the algorithm (many
times) for X+

Database Management – GMU, Prof. Alex Brodsky. Module 9 24

Summary
❖ Constraints give rise to redundancy

– Three anomalies
❖ FD is a “popular” type of constraint

– Satisfaction & violation
– Logical implication
– Reasoning

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