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Orthogonal range searching
Orthogonal range searching

Joachim Gudmundsson

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Orthogonal range searching

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Range queries

Input: A set of n points S={s1, s2, … , sn} in d-dimensional space.

Aim: Preprocess S such that orthogonal range queries can be handled efficiently.

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Range queries
The data is usually processed once while queries are performed many times.
Preprocessing: O(n log n)?
Space: O(n)?
Query time: O(polylog n+k)?

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1D-range queries

S={12,3,29,20,2,11,30,31,24,22,5,9,26}

Q=[10,25]

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1D-range queries

S={12,3,29,20,2,11,30,31,24,22,5,9,26}
What if we allow no preprocessing?
Try every point separately – O(n) time

Q=[10,25]

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1D-range queries

S={12,3,29,20,2,11,30,31,24,22,5,9,26}
What if we allow preprocessing?
Sort the points
S={2,3,5,9,11,12,20,22,24,26,29,30,31}
Query: Search for the boundary values.
Report everything in-between.

Q=[10,25]

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1D-range queries using BST
S={2,3,5,9,11,12,20,22,24,26,29,30,31}

Q=[10,25]

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1D-range queries using BST
S={2,3,5,9,11,12,20,22,24,26,29,30,31}
Observation 1: A balanced binary search tree can be constructed in linear time if the input is sorted.
2 3 5 9 11 12 20 22 24 26 29 30 31

5
The largest value in the left subtree

All elements in the leaves

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1D-range queries using BST
S={2,3,5,9,11,12,20,22,24,26,29,30,31}

Query: Search for the boundary values.
Report everything in-between.
Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31

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1D-range queries using BST
S={2,3,5,9,11,12,20,22,24,26,29,30,31}

Query: Search for the boundary values.
Report everything in-between.
Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31

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1D-range queries using BST
S={2,3,5,9,11,12,20,22,24,26,29,30,31}

Query: Search for the boundary values.
Report everything in-between.
Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31

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1D-range queries using BST
S={2,3,5,9,11,12,20,22,24,26,29,30,31}

Query: Search for the boundary values.
Report everything in-between.
Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31

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1D-range queries using BST
S={2,3,5,9,11,12,20,22,24,26,29,30,31}

Query: Search for the boundary values.
Report everything in-between.
Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31

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1D-range queries using BST
S={2,3,5,9,11,12,20,22,24,26,29,30,31}

Query time:
Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31

O(log n+reporting points)

log n

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1D-range queries using BST
How to report the points?

Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31
split point (search paths split)

Follow left path.

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1D-range queries using BST
How to report the points?

Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31
split point (search paths split)
Follow left path.

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1D-range queries using BST
How to report the points?

Q=[10,25]
2 3 5 9 11 12 20 22 24 26 29 30 31
split point (search paths split)

Follow left path.
No point in sub-tree lies inside Q

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1D-range queries using BST
How to report the points?

Q=[10,25]
split point (search paths split)

Follow left path.
Every time the left path turns left report the leaves in the right subtree!

2 3 5 9 11 12 20 22 24 26 29 30 31

All points in sub-tree lies inside Q

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1D-range queries using BST
How to report the points?

Q=[10,25]
split point (search paths split)

Follow right path.
Every time the right path turns right report the leaves in the left subtree!

2 3 5 9 11 12 20 22 24 26 29 30 31

Time: O(size of subtree)

All points in sub-tree lies inside Q

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1D-range queries using BST

Algorithm 1D-RangeQuery(T,[a,b])
SplitNode  FindSplitNode(T,a,b)
v  lc(split)
While v is not a leaf do
If value(v)  a then

ReportSubtree(rc(v))
v  lc(v)
else v  rc(v)
If value(v) in [a,b] then report(value(v))
% Do the same for the right path

SplitNode

v
rc(v)

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1D-range queries using BST

Correctness proof

Prove that every reported point p lies in [a,b]
If p is a leaf of the search path then p is tested explicitly.
Otherwise p must be reported in call to ReportSubtree(rc(v)).
Assume this happened when searching for a.

SplitNode

v
rc(v)
Search for b goes right at split node  b > SplitNode  p

Search for a goes left at v  a  v < p Finally prove that every point in the range is reported. p  [a,b] * 1D-range queries using BST How long does it take to report all the leaves of a bbs-tree? 2 3 5 9 11 12 20 22 24 26 29 30 31 Query time: O(log n+reporting points) n leaves  ≤ 2n-1 nodes * 1D-range queries using BST How long does it take to report all the leaves of a bbs-tree? 2 3 5 9 11 12 20 22 24 26 29 30 31 Query time: O(log n+k) Preprocessing: O(n log n) Space: O(n) Query time: O(log n+k) * 2D-range queries Input: A set of n points S={s1, s2, … , sn} in the Euclidean plane. Aim: Preprocess S such that orthogonal range queries can be handled efficiently. * kD-trees How can we generalise the 1D structure to 2D? What if we split both wrt x-coordinates and y-coordinates? * kD-trees How can we generalise the 1D structure to 2D? What if we split both wrt x-coordinates and y-coordinates? A A * kD-trees How can we generalise the 1D structure to 2D? What if we split both wrt x-coordinates and y-coordinates? A B C A B C * kD-trees How can we generalise the 1D structure to 2D? What if we split both wrt x-coordinates and y-coordinates? A B D E F G C B C A D E F G * kD-trees How can we generalise the 1D structure to 2D? What if we split both wrt x-coordinates and y-coordinates? B C A B D E F G C H I J K L M N O A D E F G H L N K M I J O * kD-trees How can we generalise the 1D structure to 2D? What if we split both wrt x-coordinates and y-coordinates? A B D E F G C H I J K L M N O kD-trees How can we generalise the 1D structure to 2D? What if we split both wrt x-coordinates and y-coordinates? A B D E F G C H I J K L M N O * kd-tree pseudocode Algorithm kd-tree(P,depth) if #P=1 then return leaf containing P else if even(depth) then split P with vertical line L through Xmedian(P) P1  subset of P on or to the left of L, P2  subset of P to the right of L else if odd(depth) then split P with horizontal line L through Ymedian(P.y) P1  subset of P on or below L, P2  subset of P above L create node v storing L v.left  kd-tree(P1,depth+1) v.right  kd-tree(P2,depth+1) RETURN v Construction time? * kd-tree preprocessing Median can be computed in O(n) time [Blum et al. 1973] or… * kd-tree preprocessing Median can be computed in O(n) time [Blum et al. 1973] or… 1 2 3 4 5 6 sorted wrt x-coord. sorted wrt y-coord. Time = O(n log n) 1 2 3 4 5 6 Time T(n) = O(1) if n=1 O(n) + 2T(n/2) otherwise * kd-tree space Space = size of a balanced binary tree = O(n) * kd-tree query A node v in the kd-tree corresponds to a rectangular region in the plane (region(v)). V 1 2 3 1 2 3 All points in region(v) are leaves in the subtree with root at v. v * kd-tree query Query algorithm: Given query rectangle R, visit all nodes in T that intersect R. 2 R 1 1 2 3 3 v kd-tree query Query algorithm: Given query rectangle R, visit all nodes in T that intersect R. 2 R All points in the subtree of T rooted at v should be reported! 4 1 1 2 3 3 4 v v * kd-tree query Algorithm SearchTree(v – root of T, R – query range) if v is a leaf then RETURN v if v in R else if region(lc(v)) in R then ReportSubtree(lc(v)) else if region(lc(v)) intersects R then SearchTree(lc(v),R) else if region(rc(v)) in R then ReportSubtree(rc(v)) else if region(rc(v)) intersects R then SearchTree(lc(v),R) Query time? O(k) + number of nodes tested in T that do not contain any points to report. 2 1 R * kd-tree query Algorithm SearchTree(v – root of T, R – query range) if v is a leaf then RETURN v if v in R else if region(lc(v)) in R then ReportSubtree(lc(v)) else if region(lc(v)) intersects R then SearchTree(lc(v),R) else if region(rc(v)) in R then ReportSubtree(rc(v)) else if region(rc(v)) intersects R then SearchTree(lc(v),R) Query time? O(k) + number of nodes tested in T that do not contain any points to report. How many such regions is there? 2 1 R * kd-tree query The number of such regions is at most the number of regions that can intersect a vertical line (×4). Consider a vertical line L and a kd-tree T R A L A L * kd-tree query Consider a vertical line L and a kd-tree T A L B A Number of visited nodes? Level 1: Q(n) = 1 + Q(n/2) Level 2: Q(n) = 1 + 2Q(n/4) B Q(n) = 2 + 2Q(n/4) = O(n ) * Summary: kd-trees Preprocessing: O(n log n) Space: O(n) Query time O(n1/2+k) * kd-trees: higher dimensions 3D: Consider a side L of the query range (×6) L B A A * kd-trees: higher dimensions 3D: Consider a side L of the query range L B B A A * kd-trees: higher dimensions Query: Q(n) = 4 + 4Q(n/8) = O(n2/3) 3D: Consider a side of the query range L A B A L B * Summary kd-trees: higher dimensions Preprocessomg: O(dn log n) Space: O(dn) Query: O(n1-1/d + k) dD: Consider a side of the query range Can we do better? If space = O(n) then query time = (n1-1/d + k) * 2D-range queries Range Trees kd-trees are optimal if we only allow for O(n) space. What if we allow for more space, can we do better? * 2D-range queries Observation: A 2D-query is two 1D-queries. * 2D-range queries Observation: A 2D-query is two 1D-queries. Idea: Build a balanced binary search tree w.r.t. the x-coordinates of the points in S. * 2D-range queries Observation: A 2D-query is two 1D-queries. Idea: Build a balanced binary search tree w.r.t. the x-coordinates of the points in S. T * 2D-range queries For each internal node v in T construct an associated data structure A(v), for the points in the subtree of T rooted at v. v T * 2D-range queries For each internal node v in T construct an associated data structure A(v), for the points in the subtree of T rooted at v. A(v) is a balanced binary search tree w.r.t. the y-coordinates. v A(v) v A(v) * 2D-range queries For each internal node v in T construct an associated data structure A(v), for the points in the subtree of T rooted at v. A(v) is a balanced binary search tree w.r.t. the y-coordinates. Range tree: multilevel tree structure T – main tree (first-level tree) v A(v) – associated data structure (secondary tree) * 2D-range queries Query: [x:x’]  [y;y’] x x’ * 2D-range queries Query: [x:x’]  [y;y’] x x’ x x’ * 2D-range queries Query: [x:x’]  [y;y’] x x’ C B A x x’ A B C * 2D-range queries Query: [x:x’]  [y;y’] x x’ C B A x x’ A B C y’ y Query time: Left and right search paths + Searching the associated structures 2 x O(log n) * 2D-range queries Each 1D-range tree takes O(log n+k’) to query. How many associated structures do we need to query? * 2D-range queries Query time: Querying a 1D-tree requires O(log n+k’) time. How many 1D trees (associated structures) do we need to query? At most 2  height of T = 2 log n Each 1D query requires O(log n+k’) time.  Query time = O(log2 n + k) Query: [x,x’] x x’ * Range trees Space: - Number of nodes in T is O(n) -  |A(v)| = ? Consider one leaf v. How many associated structures does v belong to? Which ones does it belong to? vT v * Range trees Space: - Number of nodes in T is O(n) -  |A(v)| = ? Consider one leaf v. How many associated structures does v belong to? Which ones does it belong to? vT v * Range trees Space: - Number of nodes in T is O(n) -  |A(v)| = ? Consider one leaf v. How many associated structures does v belong to? Which ones does it belong to? vT v log n * Range trees Space: - Number of nodes in T is O(n) -  |A(v)| = O(n log n) Consider one leaf v. How many associated structures does v belong to? Which ones does it belong to? vT v log n * Range trees Construction time: - T can be constructed in O(n log n) time - All the associated structures can be constructed in time O(n log n) +  |A(v)| = O(n log n). Why? Observation 1! vT v log n * 2D-range queries Summary Preprocessing: O(n log n) Space: O(n log n) Query time: O(log2 n + k) * dD-range queries Summary Preprocessing: O(n logd-1 n) Space: O(n logd-1 n) Query time: O(logd n + k) first-level tree second-level tree d-level tree v * Lower bound Query time and preprocessing is almost optimal. Can we improve the space requirement? Theorem: (Chazelle 1990) If query time is O(logc n + k) then one needs at least (n log n/loglog n) space. * Summary: Range trees kd-trees Space: O(dn) Preprocessomg: O(dn log n) Query: O(n1-1/d + k) Range trees Space: O(n logd-1 n) Preprocessing: O(n logd-1 n) Query time: O(logd n) O(logd-1 n) with some tricks

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